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2010/0051(COD)

Commission's exercise of implementing powers: rules and general principles concerning mechanisms for control by Member States

Procedure completed

2010/0051(COD) Commission's exercise of implementing powers: rules and general principles concerning mechanisms for control by Member States
RoleCommitteeRapporteurShadows
Opinion AFCO FOX Ashley (ECR)
Opinion AFET ALBERTINI Gabriele (EPP)
Opinion AGRI DE CASTRO Paolo (S&D)
Opinion BUDG
Opinion CONT
Opinion CULT
Opinion DEVE MITCHELL Gay (EPP)
Opinion ECON SÁNCHEZ PRESEDO Antolín (S&D)
Opinion EMPL
Opinion ENVI LEINEN Jo (S&D)
Opinion FEMM
Opinion IMCO GRECH Louis (S&D)
Opinion INTA MOREIRA Vital (S&D)
Opinion ITRE
Lead JURI SZÁJER József (EPP)
Opinion LIBE LÓPEZ AGUILAR Juan Fernando (S&D)
Opinion PECH KUHN Werner (EPP)
Opinion PETI
Opinion REGI HÜBNER Danuta Maria (EPP)
Opinion TRAN EL KHADRAOUI Saïd (S&D)
Lead committee dossier: JURI/7/02475
Legal Basis TFEU TFEU 291-p3
Subjects
Links

Activites

  • 2011/02/28 Final act published in Official Journal
  • 2011/02/16 Final act signed
  • 2011/02/16 End of procedure in Parliament
  • 2011/02/14 Act adopted by Council after Parliament's 1st reading
  • #3066
  • 2011/02/14 Council Meeting
  • 2010/12/21 CSL Final Agreement
  • 2010/12/16 Text adopted by Parliament, 1st reading/single reading
    • T7-0488/2010 summary
    • Results of vote in Parliament
  • 2010/12/16 Commission response to text adopted in plenary
  • 2010/12/06 Committee report tabled for plenary, 1st reading/single reading
  • 2010/12/01 Vote in committee, 1st reading/single reading
  • 2010/06/07 Deadline Amendments
  • 2010/05/20 Committee draft report
  • 2010/03/24 Committee referral announced in Parliament, 1st reading/single reading
  • 2010/03/09 EP officialisation
  • 2010/03/09 Legislative proposal
    • COM(2010)0083 summary
    • DG Secretariat General, BARROSO José Manuel

Documents

Votes

Report: Szájer A7-0355/2010 - Legislative resolution

2010/12/16
Position Total ALDE ECR EFD GUE/NGL NI PPE S&D Verts/ALE correctional
For 567 70 38 16 19 13 217 145 49 0
Against 4 0 0 0 0 2 0 2 0 0
Abstain 18 0 0 1 6 4 3 4 0 0
AmendmentsDossier
136 2010/0051(COD) Commission's exercise of implementing powers: rules and general principles concerning mechanisms for control by Member States
2010/03/06 AFCO 18 amendments...
source: PE-442.893
2010/04/05 INTA 3 amendments...
source: PE-441.192
2010/04/16 AGRI 5 amendments...
source: PE-440.220
2010/06/16 REGI 2 amendments...
source: PE-442.937
2010/07/05 PECH 1 amendments...
source: PE-441.242
2010/07/06 AFET 19 amendments...
source: PE-442.872
2010/08/06 JURI 20 amendments...
source: PE-442.936
2010/10/05 ENVI 31 amendments...
source: PE-441.271
2010/11/26 JURI 28 amendments...
source: PE-452.813
2010/12/05 IMCO 9 amendments...
source: PE-441.311

History

(these mark the time of scraping, not the official date of the change)

2012-02-09
activities added
  • body
    EP
    date
    2010-03-09
    type
    EP officialisation
  • date
    2010-03-09
    docs
    • url
      http://eur-lex.europa.eu/smartapi/cgi/sga_doc?smartapi!celexplus!prod!DocNumber&lg=EN&type_doc=COMfinal&an_doc=2010&nu_doc=0083
      text
      • PURPOSE: to establish the rules and general principles concerning mechanisms for control by Member States of the Commission's exercise of implementing powers

        PROPOSED ACT: Regulation of the European Parliament and of the Council.

        BACKGROUND: the Treaty of Lisbon substantially modifies the framework for implementing powers that are conferred upon the Commission by the legislator. Contrary to the provisions of the Treaty establishing the European Community ("the EC Treaty"), the new Treaty makes a clear distinction between the powers delegated to the Commission to adopt non-legislative acts of general application to supplement or amend certain non-essential elements of a legislative act (delegated acts), on the one hand, and the powers conferred on the Commission to adopt implementing acts, on the other hand. They are subject to entirely different legal frameworks:

        • the provisions of the new Treaty on delegated acts, which are set out in Article 290 of the Treaty on the Functioning of the European Union ("the Treaty"), provide for the legislator to control the exercise of the Commission's powers by means of a right of revocation and/or a right of objection. These provisions are sufficient in themselves and do not require any legally binding framework to make them operational.
        • the provisions of the new Treaty on implementing acts, which are set out in Article 291, do not provide any role for the European Parliament and the Council to control the Commission's exercise of implementing powers. Such control can only be exercised by the Member States. A legal framework is required to establish the mechanisms of such control.

        The provisions of the new Treaty also put the co-legislators on an equal footing in relation to the conferral of delegated and implementing powers. Under the EC Treaty it was the Council that could confer implementing powers on the Commission. The Council could also reserve implementing powers to itself in specific cases. Under the new Treaty provisions it is a direct obligation deriving from the Treaty that acts must confer implementing powers on the Commission where this is needed in view of ensuring uniform implementation of these acts. Those acts can also, in duly justified specific cases and in the cases provided for in Articles 24 and 26 of the Treaty on European Union, confer implementing powers on the Council instead of the Commission. This does not imply, however, that the Council has any role in controlling the exercise of implementing powers when these are conferred on the Commission. The new Treaty clearly entails that it is the Member States, and they alone, that control the implementation by the Commission where such control is required by a legally binding Union act.

        As regards the implementation of Article 290 of the Treaty, the Commission has set out its views on the scope of delegated acts in a Communication.

        IMPACT ASSESSMENT: no impact assessment was undertaken.

        LEGAL BASIS: Article 291(3) of the Treaty on the Functioning of the European Union (TFEU).

        CONTENT: this proposal is guided by the new provisions of the Treaty and the new institutional context described above. However, the proposal also draws on Council Decision 1999/468/EC ("the Comitology Decision") and experience gained in implementing that Decision, whilst simplifying its provisions taking into account in particular the following general principles: (i) it is the Member States that are responsible for controlling the Commission's exercise of implementing powers; and (ii) procedural requirements should be proportionate to the nature of implementing acts.

        The key elements of the proposal that include similarities and innovations in comparison with the 'Comitology' Decision are as follows:

        - the proposal maintains the Committee structure provided for in the Comitology Decision (Article 3), but rationalises it ; there are only two procedures: the advisory procedure, which mirrors the existing advisory procedure, and a new examination procedure, which will replace - the existing management and regulatory procedures (Articles 4 and 5);

        the advisory procedure is the general rule and can be applied to all policy domains and for all types of binding implementing measures (Article 2(3));

        - the criteria for the choice of the examination procedure mirror those provided for in the Comitology Decision. Nevertheless, these criteria are binding in the sense that only when the criteria are met can the examination procedure in question be used (Article 2(2));

        - the examination procedure (Article 5): the main provisions are as follows:

        • where the Committee delivers a negative opinion on the draft measures, the Commission may not adopt them. The Commission may re-submit the draft to the committee for a second deliberation, or table an amended draft. In very exceptional circumstances, the Commission would be able to adopt the draft measures despite a negative opinion but in such a case the committee would have the last word within a time-period which will not exceed one month;
        • where no opinion is reached, the Commission may ultimately decide whether to adopt the measures or not, taking into account inter alia the positions expressed within the committee;
        • in the case of a positive opinion of the committee, the Commission will adopt the measures unless exceptional circumstances or new elements justify them not being adopted.

        - there are specific procedures for measures to apply immediately on imperative grounds of urgency and where this is provided for in a basic act (Article 6);

        - the proposal maintains provisions relating to the rules of procedures of committees (Article 7) and regarding public access to information on committee proceedings (Article 8(3));

        - building on experience gained with the implementation of the Comitology Decision, the proposal also includes a number of important provisions that are common practice but were not covered by the Decision. These include the provisions for the use of written procedures (Article 3 (5)) in order to obtain the committee's opinion and the possibility for amending draft measures in order to take into account discussions in the committee prior to it delivering its formal opinion (Article 3 (4));

        - both legislators should be properly and continuously informed of committee proceedings through the continued use of the existing Comitology Register, which would be adapted to the new procedures;

        - lastly, for reasons of clarity, consistency and efficiency, the proposal provides for an automatic alignment of the existing acquis to the new procedures (Article 10).

        The adaptation to the new system will not affect pending procedures in which an opinion has already been delivered.

        BUDGETARY IMPLICATION: The proposal has no implications for the Community budget.

      celexid
      CELEX:52010PC0083:EN
      type
      Legislative proposal published
      title
      COM(2010)0083
    body
    EC
    commission
    • DG
      Secretariat General
      Commissioner
      BARROSO José Manuel
    type
    Legislative proposal
  • date
    2010-03-24
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    Committee referral announced in Parliament, 1st reading/single reading
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  • date
    2010-05-20
    docs
    • url
      http://www.europarl.europa.eu/sides/getDoc.do?type=COMPARL&mode=XML&language=EN&reference=PE441.207
      type
      Committee draft report
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      PE441.207
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    EP
    type
    Committee draft report
  • body
    EP
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    2010-06-07
    type
    Deadline Amendments
  • date
    2010-12-01
    text
    • The Committee on Legal Affairs adopted the report drafted by József SZÁJER (EPP, HU) on the proposal for a regulation of the European Parliament and of the Council laying down the rules and general principles concerning mechanisms for control by Member States of the Commission's exercise of implementing powers.

      It recommended that the European Parliament's position at first reading under the ordinary legislative procedure (formerly known as the codecision procedure) should be to amend the Commission proposal as follows:

      Common provisions: the report states that the Chair shall not take part in the committee vote. Except in duly justified cases, he or she shall convene a meeting not less than 14 days from the submission to the committee of the draft of the acts to be adopted and of the draft agenda. The committee shall deliver its opinion on the draft within a time-limit which the Chair may lay down according to the urgency of the matter. Time-limits shall be proportionate and shall afford representatives of the Member States early and effective opportunities to examine the draft acts and express their views.

      Unless otherwise provided in the basic act, the written procedure shall be terminated without result where, within the time-limit referred to above, the Chair so decides or a committee member so requests. In such a case, the Chair shall convene a committee meeting within a reasonable time. The committee's opinion shall be recorded in the minutes. Each member of the committee shall have the right to ask to have his or her position recorded in the minutes. The Commission shall send the minutes to the committee members without delay.

      Control mechanism: where applicable, the control mechanism shall include referral to an appeal committee. The appeal committee shall adopt its own rules of procedure by simple majority, on a proposal from the Commission. Where the appeal committee is seised, it shall meet at the earliest 14 days, except in duly justified cases, and at the latest six weeks, after the date of referral. The appeal committee shall deliver its opinion within two months from the date of referral. The Commission shall convene the first meeting of the appeal committee within one month after the entry into force of this Regulation in order to adopt its rules of procedure.

      Referral to the appeal committee: the committee includes a new Article stipulating that the appeal committee shall deliver its opinion by the majority laid down in Article 16(4) and (5) of the Treaty on European Union and, where applicable, Article 238(3) of the Treaty on the Functioning of the European Union, for acts to be adopted on a proposal from the Commission. The votes of the representatives of the Member States within the committee shall be weighted in the manner set out in those Articles. Until an opinion is delivered, any member of the appeal committee may suggest amendments to the draft acts. The Commission may adapt the draft acts. The Chair shall endeavour to find solutions which command the widest possible support within the committee. He shall inform the appeal committee of the manner in which the discussions and suggestions for amendments have been taken into account, in particular as regards suggestions for amendments which are largely supported within the appeal committee. For that purpose, the Commission should pay particular attention to the views expressed within the committee or the appeal committee as regards draft definitive anti-dumping or countervailing measures.

      If the appeal committee delivers a positive opinion, the Commission shall adopt the draft acts. If no opinion is delivered, the Commission may adopt the draft acts. If the appeal committee delivers a negative opinion, the Commission shall not adopt the draft acts. For the adoption of definitive multilateral safeguard measures, in the absence of a positive opinion voted by a qualified majority, the Commission shall not adopt the draft acts. For a period of 18 months after the entry into force of this Regulation the appeal committee shall deliver its opinion on definitive draft anti-dumping or countervailing measures by a simple majority of its component members.

      Adoption of acts in exceptional cases: another new Article has been added stipulating that the Commission may adopt the draft acts where they need to be adopted without delay in order to avoid creating a significant disruption of the markets in the area of agriculture or a risk for the financial interests of the Union within the meaning of Article 325 of the Treaty on the Functioning of the European Union.

      In such a case the Commission shall immediately submit the adopted acts to the appeal committee. Where the appeal committee delivers a negative opinion on the adopted acts, the Commission shall repeal those acts forthwith. Where the appeal committee delivers a positive opinion or delivers no opinion, those acts shall remain in force.

      Immediately applicable measures: the Commission shall adopt acts which shall apply immediately and shall remain in force for a period not exceeding six months unless the basic act provides otherwise. At the latest 14 days after their adoption, the Chair shall submit the acts to the relevant committee in order to obtain its opinion. In the case of the examination procedure, where the committee delivers a negative opinion, the Commission shall immediately repeal the acts. Where the Commission adopts provisional anti-dumping or countervailing measures, the procedure provided for in this Article shall apply. The Commission shall take provisional action after consulting or, in cases of extreme urgency, after informing the Member States. In this case, consultations shall take place ten days, at the latest, after notification to the Member States of the action taken by the Commission.

      Rules of procedure: each committee shall adopt by a majority of its component members its own rules of procedure on the proposal of its Chair, on the basis of standard rules which shall be drawn up by the Commission after consultation with Member States. Such standard rules shall be published by the Commission in the Official Journal of the European Union.

      Information on committee proceedings: a register containing information on committee proceedings should be kept by the Commission. Consequently, rules relating to the protection of classified documents applicable to the Commission should also apply to the use of the register. In addition, the Commission shall publish an annual report on the work of the committees. At the same time as they are sent to the committee members, the Commission shall make available to the European Parliament and the Council documents concerning drafts acts, voting results, statistical data, etc whilst also informing them of the availability of such documents.

      Right of scrutiny for the European Parliament and the Council: where the basic act is adopted under the ordinary legislative procedure, the European Parliament or the Council may at any time indicate to the Commission that they consider a draft implementing act to exceed the implementing powers provided for in the basic act. In such a case, the Commission shall review the draft measure in question, taking account of the positions expressed, and shall inform the European Parliament and the Council whether it intends to maintain, amend or withdraw the draft implementing act.

      Review clause: no later than five years after the entry into force of this Regulation, the Commission shall present a report to the European Parliament and the Council on the implementation of this Regulation, accompanied, if necessary, by appropriate legislative proposals.

      Entry into force: the committee proposes that this Regulation should enter into force on 1 March 2011 (as opposed to 1 October 2010).

    body
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  • date
    2010-12-06
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      http://www.europarl.europa.eu/sides/getDoc.do?type=REPORT&mode=XML&reference=A7-2010-0355&language=EN
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      Committee report tabled for plenary, 1st reading/single reading
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    2010-12-16
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    2010-12-16
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      http://www.europarl.europa.eu/oeil/spdoc.do?i=19232&j=0&l=en
      type
      Commission response to text adopted in plenary
      title
      SP(2011)1477
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    EC
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    • DG
      Secretariat General
      Commissioner
      BARROSO José Manuel
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    Commission response to text adopted in plenary
  • body
    CSL
    date
    2010-12-21
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    CSL Final Agreement
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    2011-02-14
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    Act adopted by Council after Parliament's 1st reading
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    End of procedure in Parliament
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    2011-02-28
    text
    • PURPOSE: to adopt the new "comitology" rules defining how Member States control the Commission's exercise of its implementing powers.

      LEGISLATIVE ACT:  Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commission's exercise of implementing powers.

      CONTENT: following first reading agreement with the European Parliament, the Council adopted a Regulation establishing new rules on how Member States control the Commission's exercise of its implementing powers.

      According to Article 291 of the Treaty on the Functioning of the European Union (TFEU), EU legislation ("basic acts") can confer on the Commission the power to adopt implementing acts where uniform conditions for implementing legally binding EU acts by Member States are needed.

      The new Regulation puts this into practice and replaces Council Decision 1999/468/EC laying down the procedures for the exercise of implementing powers conferred on the Commission ("Comitology Decision") with regard to the consultation, management and regulatory procedures.

      The Regulation establishes two procedures for controlling the Commission's exercise of implementing powers: an advisory and an examination procedure. Both involve committees composed of representatives of Member States and chaired by the Commission. The Commission must ensure the widest possible support within these committees.

      The examination procedure: this applies in particular to measures of general scope (such as technical details related to the online collection system of statements of support for the European citizens' initiative) and specific measures with a potentially important impact, for instance in the field of agriculture, fisheries, environment, health, trade and taxation. It aims to ensure that Commission implementing acts are supported by a qualified majority of the committee. If the committee opposes the draft measures by qualified majority, the Commission must not adopt the draft implementing act; where an implementing act is deemed to be necessary, the Commission may either submit an amended version of the draft implementing act to the same committee within two months, or submit the draft implementing act within one month to the appeal committee for further deliberation. If the committee does not deliver an opinion, the Commission may adopt the draft act under certain conditions. Within this procedure, specific rules apply for trade policy.

      The advisory procedure: this applies as a general rule to the adoption of implementing acts in other fields (such as individual measures in the field of culture). The Commission must take the utmost account of the committee's opinions, which are adopted by a simple majority.

      European Parliament's and Council's right of scrutiny : the new Regulation stipulates that where the basic act has been adopted under the co-decision procedure, the European Parliament or the Council may at any time inform the Commission that it considers the proposed implementing act to exceed the powers conferred on the Commission. In such a case, the Commission must review the draft act and decide whether to maintain, amend or withdraw it.  

      Transitional provisions: as article 290 applies since the entry into force of the Lisbon Treaty on 1 December 2009, the European Parliament and the Council may no longer provide for new "regulatory procedures with scrutiny" in new basic acts. For existing legislation, however, the "regulatory procedure with scrutiny" maintained.

      Review: by 1 March 2016, the Commission shall present a report to the European Parliament and the Council on the implementation of this Regulation, accompanied, if necessary, by appropriate legislative proposals.

      ENTRY INTO FORCE : 01/03/2011.

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    2010-05-03
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    Constitutional Affairs
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      FOX Ashley
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      ALBERTINI Gabriele
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      DE CASTRO Paolo
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      MITCHELL Gay
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      SÁNCHEZ PRESEDO Antolín
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      LEINEN Jo
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      GRECH Louis
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    2010-04-28
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      MOREIRA Vital
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    2010-05-10
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      LÓPEZ AGUILAR Juan Fernando
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    2010-04-07
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      KUHN Werner
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      HÜBNER Danuta Maria
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      EL KHADRAOUI Saïd
links added
National parliaments
European Commission
other added
  • body
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    Secretariat General
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    BARROSO José Manuel
procedure added
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JURI/7/02475
reference
2010/0051(COD)
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Legislation
legal_basis
  • Treaty on the Functioning of the EU TFEU 291-p3
stage_reached
Procedure completed
instrument
Regulation
title
Commission's exercise of implementing powers: rules and general principles concerning mechanisms for control by Member States
type
COD - Ordinary legislative procedure (ex-codecision)
final
subject